Chief Audit Executive, AI audit edition
Executive leadership, an executive role
What does Chief Audit Executive do?
The audit leader who gives the board independent assurance over AI governance, model risk, data quality and third-party AI, on top of financial and operational controls.
What it decides: Whether the evidence supports management's claims about AI, and what the audit committee hears.
The competencies employers name
- AI audit and independent assurancecore, depth expected
Scopes an AI audit, sets criteria, samples, interviews, tests, writes findings with condition, criteria, cause, effect and recommendation, and tracks remediation.
6 graded topics teach this
- Control design and operating-effectiveness testingcore, depth expected
Maps risks to preventive, detective and corrective controls, then tests design and operation with samples, evidence and defensible findings.
12 graded topics teach this
- Evidence collection and audit-ready documentationcore, depth expected
Collects, labels and preserves the evidence that a control operated, a decision was made, and a claim can be defended to an auditor or regulator.
20 graded topics teach this
- Model risk management and independent challengerequired, working knowledge
Classifies models by tier, sets validation requirements, challenges data, methodology and performance evidence, and reports aggregate exposure.
14 graded topics teach this
- AI inventory and use-case intakerequired, working knowledge
Finds every AI system in use, records owner, purpose, data and risk tier, and keeps the record alive as tools change.
13 graded topics teach this
- AI vendor due diligence and third-party riskrequired, working knowledge
Tiers vendors by use and impact, requests evidence instead of promises, tests in the customer's context, and plans monitoring and exit.
5 graded topics teach this
- Post-deployment monitoring and drift detectionrequired, working knowledge
Sets performance metrics, thresholds and review triggers after launch, and treats a model change, a vendor update or new data as a reason to re-check.
12 graded topics teach this
- Executive and board communication on AI riskcore, depth expected
Turns technical uncertainty into a one-page decision: material risks, trends, exceptions, remediation, and what the board is being asked to accept.
10 graded topics teach this
- Shadow AI and data leakage controlpreferred, working knowledge
Finds unapproved AI use, sets which tools are approved and what may be pasted, and detects leakage without policing every keystroke.
12 graded topics teach this
- How models work, at a governance depthpreferred, working knowledge
Explains training, tokens, context windows, embeddings, retrieval and fine-tuning well enough to ask an engineer a precise question and spot weak evidence.
18 graded topics teach this
Where it is taught
Counted from the graded topics that teach this role's competencies. Your own path is shorter: it skips what you already cover.
- Certified AI Practitioner: Workplace Foundations25 topics
- Certified AI Governance Professional (CAIGP)24 topics
- Certified Agentic AI Governance Professional (CAAGP)16 topics
- EU AI Act Implementation Expert16 topics
- Certified AI Data Governance Professional (CADGP)12 topics
- The AI Lobbyist: Certified AI Policy Strategist10 topics
- Certified AI Transformation Professional (CATP)8 topics
Check your readiness for this role
Add what you already have (optional)
Roles that feed into it
- Director of Internal Audit
- Audit Manager
- IT Audit Director
Backgrounds that reach it fastest
What postings tend to name
Frameworks: Global Internal Audit Standards, NIST AI RMF, ISO/IEC 42001, COSO.
Credentials often listed: CIA, CRMA, CISA, CRISC, AIGP, CISSP. GAGE does not issue these and does not prepare for their exams; the record you earn here is your own graded evidence, which stands beside them.
Questions
- Should internal audit own AI governance?
- No. Management owns governance; audit gives independent assurance that it is designed and operating. An auditor who builds the program cannot then audit it.
- Does internal audit need AI experts?
- It needs enough knowledge to evaluate governance, controls and evidence, and to know when to bring in a specialist. Building models is not the job.