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Chief Audit Executive, AI audit edition

Executive leadership, an executive role

What does Chief Audit Executive do?

The audit leader who gives the board independent assurance over AI governance, model risk, data quality and third-party AI, on top of financial and operational controls.

What it decides: Whether the evidence supports management's claims about AI, and what the audit committee hears.

The competencies employers name

  • AI audit and independent assurancecore, depth expected

    Scopes an AI audit, sets criteria, samples, interviews, tests, writes findings with condition, criteria, cause, effect and recommendation, and tracks remediation.

    6 graded topics teach this

  • Control design and operating-effectiveness testingcore, depth expected

    Maps risks to preventive, detective and corrective controls, then tests design and operation with samples, evidence and defensible findings.

    12 graded topics teach this

  • Evidence collection and audit-ready documentationcore, depth expected

    Collects, labels and preserves the evidence that a control operated, a decision was made, and a claim can be defended to an auditor or regulator.

    20 graded topics teach this

  • Model risk management and independent challengerequired, working knowledge

    Classifies models by tier, sets validation requirements, challenges data, methodology and performance evidence, and reports aggregate exposure.

    14 graded topics teach this

  • AI inventory and use-case intakerequired, working knowledge

    Finds every AI system in use, records owner, purpose, data and risk tier, and keeps the record alive as tools change.

    13 graded topics teach this

  • AI vendor due diligence and third-party riskrequired, working knowledge

    Tiers vendors by use and impact, requests evidence instead of promises, tests in the customer's context, and plans monitoring and exit.

    5 graded topics teach this

  • Post-deployment monitoring and drift detectionrequired, working knowledge

    Sets performance metrics, thresholds and review triggers after launch, and treats a model change, a vendor update or new data as a reason to re-check.

    12 graded topics teach this

  • Executive and board communication on AI riskcore, depth expected

    Turns technical uncertainty into a one-page decision: material risks, trends, exceptions, remediation, and what the board is being asked to accept.

    10 graded topics teach this

  • Shadow AI and data leakage controlpreferred, working knowledge

    Finds unapproved AI use, sets which tools are approved and what may be pasted, and detects leakage without policing every keystroke.

    12 graded topics teach this

  • How models work, at a governance depthpreferred, working knowledge

    Explains training, tokens, context windows, embeddings, retrieval and fine-tuning well enough to ask an engineer a precise question and spot weak evidence.

    18 graded topics teach this

Where it is taught

Counted from the graded topics that teach this role's competencies. Your own path is shorter: it skips what you already cover.

Check your readiness for this role

Add what you already have (optional)
Signed in? Every topic you have passed already counts as proof.

Roles that feed into it

  • Director of Internal Audit
  • Audit Manager
  • IT Audit Director

Where it leads

Backgrounds that reach it fastest

What postings tend to name

Frameworks: Global Internal Audit Standards, NIST AI RMF, ISO/IEC 42001, COSO.

Credentials often listed: CIA, CRMA, CISA, CRISC, AIGP, CISSP. GAGE does not issue these and does not prepare for their exams; the record you earn here is your own graded evidence, which stands beside them.

Questions

Should internal audit own AI governance?
No. Management owns governance; audit gives independent assurance that it is designed and operating. An auditor who builds the program cannot then audit it.
Does internal audit need AI experts?
It needs enough knowledge to evaluate governance, controls and evidence, and to know when to bring in a specialist. Building models is not the job.