Safe harbor
A legal protection built into Rule 2165 that shields a broker dealer and its employee from certain other FINRA rules when the firm places a hold in good faith, consistent with Rule 2165's requirements, which is part of why trained employees are willing to act on a hold request quickly; it does not protect a hold placed in bad faith or through gross negligence.
Defined in 2 GAGE programs, which carry 2 distinct definitions of it. The wording above is taught in Senior AI Scam Defense.
How each discipline defines it
The same term does different work depending on who is using it. These are the definitions as each program teaches them, unedited.
A legal protection built into Rule 2165 that shields a broker dealer and its employee from certain other FINRA rules when the firm places a hold in good faith, consistent with Rule 2165's requirements, which is part of why trained employees are willing to act on a hold request quickly; it does not protect a hold placed in bad faith or through gross negligence.
Language in a disclosure policy (or, at the policy level, the US DOJ's 2022 charging guidance) promising not to pursue legal action against good-faith, in-scope security research (US Department of Justice, 2022).
Where it is taught
The exact lessons this term appears in. The first 7 topics of every program are free with a free account.
- Responsible Disclosure Practices · AI Security Fundamentals, AI Literacy & Professional Conduct
- What to Say to the Bank in the First Hour · Know Your Money Rails, Senior AI Scam Defense
Terms it appears with
Not an alphabetical neighbourhood: these are the terms taught in the same lessons, ranked by how often they appear together.